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Compliance & stock-data readiness checklist

A practical self-assessment across stock data, evidence, the compliance denominator, field capability and governance.

4 min readUpdated June 2026

Use this checklist to pressure-test how ready your stock data and evidence really are — before a regulator, an Ombudsman case, or an Awaab's Law timescale forces the question. If you cannot tick an item with confidence, it is a gap worth closing.

Stock data foundations

  • Every property has a unique, current identifier (UPRN) and address
  • You hold a current stock condition picture, not a stale spreadsheet
  • Components are recorded against the correct parent property
  • Condition, remaining life and renewal year are captured per component

Evidence & audit

  • Photos are tied to the exact question, component or issue — not a loose folder
  • Every record carries who captured it, when, and on what device
  • Issues have unique IDs and can be traced to closure with evidence
  • There is an audit trail across capture, QA and sync

Compliance denominator

  • You know which programmes apply to each property (and why)
  • 'Unknown' applicability surfaces as an exception, not a green tick
  • HHSRS Category 1 hazards are tracked distinctly and acted on
  • Damp & mould cases are linked to actions and evidence

Field capability

  • Surveyors can capture fully offline in poor-signal estates
  • Drafts and photos survive an app restart with no data loss
  • Field updates never silently overwrite the master record
  • External / supplier surveyors are scoped to their assigned stock only

Governance & reporting

  • A QA gate sits between field capture and the live record
  • Protected changes require a reason, evidence and independent approval
  • Data exports cleanly to your warehouse or BI tool with stable keys
  • Reports and structured data reconcile on the same identifiers

Mind the false-green

A compliance dashboard that counts missing data as compliant is the most dangerous artefact in asset management. Treat every unknown as an exception until it is evidenced.

Sources & further reading

  1. 1. Consumer standards and tenant satisfaction measures Regulator of Social Housing (GOV.UK)
  2. 2. Spotlight reports on damp, mould and record-keeping Housing Ombudsman Service

Turn the guidance into evidence

See how ClearView AMS captures the data behind every obligation — offline, evidence-led, and reconciled end to end.